Congratulations to the EmployShare Team!!
Congratulations to the EmployShare team for five years of effectively and efficiently paying GDC-based compensation to Ameriprise associate financial advisors. Team members Chrissy Wolf, Phyllis Hildebrand, Brad Bechtel, Dan D’Alio, Jeff Bovalino and Christina Caputo [...]
Go on, take the money and run…
FINRA licensed: check. SEC registered representatives: check. Broker-dealer employment agreements: check. Team practice agreement: check. Non-registered staff employment agreements: um……why? Ok. You’ve got everything in place in your practice, except an employment agreement with your [...]
Nightmare on Elm Street…is your worst nightmare about to happen?
Nightmare on Elm Street...is your worst nightmare about to happen? What keeps you up at night? It's probably not wondering if you are doing the right thing for your clients. You’re successful because clients have [...]
Liquor and Fireworks. What could go wrong?
“Liquor and Fireworks. What could go wrong?” This is a sign outside a liquor store in Northern Wisconsin, advertising that they also sell fireworks. Separately, most times you will safely use each and enjoy a [...]
Protect your biggest asset: Your business.
Put safeguards in place to protect you and your practice from unforeseen conflicts, giving you controls to mitigate, prevent and avoid risk. Protect your book of business through these proper legal agreements. The “Big Six” [...]
Your legal entity – make the best decision to protect your practice!
Your legal entity – make the best decision to protect your practice! We recently outlined the advantages of teaming with other practice owners, particularly due to the competitive disadvantage of continuing to go it alone. [...]