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Blog2019-06-24T09:42:48-06:00

Congratulations to the EmployShare Team!!

Congratulations to the EmployShare team for five years of effectively and efficiently paying GDC-based compensation to Ameriprise associate financial advisors. Team members Chrissy Wolf, Phyllis Hildebrand, Brad Bechtel, Dan D’Alio, Jeff Bovalino and Christina Caputo [...]

By |August 10th, 2018|Categories: Uncategorized|Comments Off on Congratulations to the EmployShare Team!!

Go on, take the money and run…

FINRA licensed:  check. SEC registered representatives:  check. Broker-dealer employment agreements:  check. Team practice agreement:  check. Non-registered staff employment agreements:  um……why? Ok.  You’ve got everything in place in your practice, except an employment agreement with your [...]

By |November 16th, 2017|Categories: Uncategorized|Comments Off on Go on, take the money and run…

Liquor and Fireworks. What could go wrong?

“Liquor and Fireworks.  What could go wrong?” This is a sign outside a liquor store in Northern Wisconsin, advertising that they also sell fireworks. Separately, most times you will safely use each and enjoy a [...]

By |September 28th, 2017|Categories: Uncategorized|Comments Off on Liquor and Fireworks. What could go wrong?

Protect your biggest asset: Your business.

Put safeguards in place to protect you and your practice from unforeseen conflicts, giving you controls to mitigate, prevent and avoid risk.  Protect your book of business through these proper legal agreements. The “Big Six” [...]

By |September 10th, 2017|Categories: Uncategorized|Comments Off on Protect your biggest asset: Your business.