Go on, take the money and run…
FINRA licensed: check. SEC registered representatives: check. Broker-dealer employment agreements: check. Team practice agreement: check. Non-registered staff employment agreements: um……why? Ok. You’ve got everything in place in your practice, except an employment agreement with your unregistered staff. Why would that matter? Your staff is loyal. Your staff love your clients. Your clients love your staff. Well…here’s [...]